Form CRS
Our client relationship summary describes services, fees, conflicts and questions to discuss with us. This link opens the document available through the SEC.
Read Form CRS (PDF) (opens in a new tab)Firm information
Disclosures & documents
Information about Roosevelt Capital Management, our services and the responsibilities of the advisory relationship.
Form ADV Part 2A
Our firm brochure describes advisory services, fees, risks and business practices. Open RCM’s SEC record and select the Part 2 Brochures section.
View brochure and SEC filings (opens in a new tab)Privacy Policy
Read the privacy policy linked from RCM’s existing website, including how personal information is collected, shared and protected.
Read Privacy Policy (PDF) (opens in a new tab)Important information
Roosevelt Capital Management LLC is a registered investment adviser. Registration does not imply a particular level of skill or training.
The information on this website is general and educational. It is not a personal investment recommendation or an offer to buy or sell a particular security. An advisory relationship is established through an executed agreement, not through use of this website.
Investing involves risk, including loss of principal. Past performance does not guarantee future results. No investment strategy is assured of achieving its objectives. Fees and expenses reduce investment returns.
Commentaries reflect views and information as of their stated dates. Historical discussions may not reflect current conditions. Read any performance discussion together with its methodology, time period, fees, benchmarks and accompanying disclosures.
Available services, portfolio customization and investment parameters depend on the agreed mandate and implementation considerations. Third-party websites and documents are provided for reference; their content and availability may change.
Imagery. Images on this website are illustrative, and some are AI-generated. Individuals shown are not clients of Roosevelt Capital Management, except where identified on the About page. Photographs from third-party collections are credited where they appear.
Questions about these documents?
Contact us through our contact page or call 214-871-2666.